Delivering Sustainable Anti-Money Laundering Compliance Solutions
A record of unmatched success.

Cases

FIU Assessments

Our client, a large National Bank under regulatory scrutiny, retained Dominion to assess the bank’s financial intelligence operations.  Dominion’s work included evaluating the FIU organizational structure and staff, transaction monitoring scenarios, completeness of alert and case resolutions, documentation practices for alerts and cases, quality control processes, high risk account detection, enhanced due diligence, management information reporting and metrics, and case management.

Dominion provided a comprehensive written report of the assessment findings, including those areas where the FIU operated effectively and those where the FIU needed to improve.  We provided a corrective action plan that included the timing, cost, and effort necessary to implement each recommended improvement.

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To learn more about Dominion’s experience and to speak to our management team contact us today. We can refer you to the AML directors and executives for whom we’ve worked so you can hear from them the value of what we do.

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