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Cases

Quality Control and FIU Management

Our client, a large National Bank had recently hired a group of investigators to address alerts produced by a new transaction monitoring system and needed to ensure the quality of work met FFIEC and FinCEN requirements.  Dominion placed several of its quality control specialists in the bank’s FIU to review cases and SARs.  In addition, the quality control team worked individually with investigators to train them on how best to complete cases and make sure SARs were accurate and would pass examination by the bank’s regulator.  After a few months, the bank’s new FIU staff was performing strongly and all alerts and cases were completed timely.

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To learn more about Dominion’s experience and to speak to our management team contact us today. We can refer you to the AML directors and executives for whom we’ve worked so you can hear from them the value of what we do.

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